Clearing Evolved

Axos Clearing serves a broad range of FINRA member independent broker dealers and registered investment advisors (“RIAs”). Our correspondents include online and active-trader broker dealers and RIAs, including broker dealers that serve both domestic and foreign customer accounts and transact in foreign securities. We work with introducing broker dealers and RIAs to establish service offerings that complement their businesses and help them to compete in the highly regulated and competitive financial services market. We measure our success in terms of our ability to help our correspondents succeed.