by Mark Schroder | Feb 2, 2023 | Uncategorized
Advances in technology, going as far back as the development of the telegraph and the first transatlantic wires, which opened global markets, have driven change in the financial services industry. In addition, rapidly evolving technology, consumer demand, regulatory...
by Mark Schroder | Feb 2, 2023 | Uncategorized
There are more than 30,000 SEC and State-registered investment advisors (RIAs) in the United States. While the populations they serve are diverse, advisors across the industry have noticed a similar shift in what clients need and expect from RIAs. More so than in the...
by Mark Schroder | Feb 2, 2023 | Uncategorized
Independent Broker-Dealers (IBDs) and Registered Investment Advisors (RIAs) are dealing with a dramatically altered fee and technology landscape. Both scenarios have placed an added emphasis on partnership relationships especially those that support back office and...
by Mark Schroder | Feb 2, 2023 | Uncategorized
The business landscape for independent broker-dealers continues to be challenging, and it’s helpful to understand some of the headwinds that firms will be facing in 2022 and beyond. Knowing and understanding these issues can help broker-dealers plan ahead, be...
by Mark Schroder | Feb 2, 2023 | Uncategorized
There’s no question that switching custodians is a big undertaking for an RIA. But making a change is well worth the effort if it means you can offer better support, products, or services to your clients. If you are considering transitioning to a new custodian, you’ve...
