Knowledge Hub
Podcast: Technology Drives Innovation in Clearing – With Michael Scaplen
Michael Scaplen is the senior vice president of sales and relationship management at Axos Clearing, a company that prides itself on delivering flexible solutions backed by innovative technology, experienced industry professionals and access to leading bank products. ...
Podcast: The Importance of the Right Clearing House Partner – With Michael Scaplen and Brian King
Realto, through its partnership with Axos Clearing, became the first ever platform to have a fully electronic secondary transaction of an alternative investment. In today’s episode, Michael Scaplen, Senior Vice President of Sales at Axos Clearing, LLC, and Brian King,...
Podcast: Investigating a New Clearing House? Here are 7 Questions You Need to Get Answered– With Michael Scaplen
Michael Scaplen, Axos Clearing’s SVP of Sales and Relationship Management is back. This time to outline questions you should get answered when considering changing clearing houses. This episode of Power Your Advice is a rapid-fire Q&A between Doug and Michael, in...
Podcast: What Advisors Should Know About Clearing Houses – with Michael Scaplen
At Advisorpedia, we feel it’s our duty to deliver advanced-level content that makes experienced financial advisors better in every way alongside content designed to level set and educate advisors at all levels. We will be dedicating some Power Your Advice episodes to...
Podcast: Is it Time to Consider Changing Clearing Providers – With Michael Scaplen
Michael Scaplen is the senior vice president of sales and relationship management for Axos Clearing, LLC, a full-service clearing firm that provides flexible clearing solutions focused on empowering introducing broker-dealer and registered investment advisor...
Broker-Dealer Insider Report: Talent Acquisition
The post-pandemic economy has experienced a labor shortage that’s unlike anything our nation has seen in decades. Industries ranging from restaurants and retail stores to manufacturers, distributors and technology firms are pulling out all the stops to attract and...
5 Things to Consider Before Renewing Your Clearing Firm Contract
It’s a new season and change is in the air. Are you taking stock of your vendors, service providers, and existing contracts? If your contract with your clearing firm is due for renewal, we have a few suggestions about what to consider when reviewing, renegotiating, or...
3 Benefits of Real-Time Data
We’re spoiled by expecting immediate transactions, whether we’re buying a gift on Amazon or buying and selling equities. Real-time electronic data protocols, like FIX (Financial Information eXchange), facilitate the instantaneous updates that notify you of the stages...
What’s Driving Broker-Dealers to Change Clearing Firms in the Middle of a Pandemic?
2020 has been a tumultuous year, to say the least. A global pandemic led to unemployment levels that haven't been seen since the 1940s. While we see signs of economic recovery, these issues still contribute to a sense of instability in the financial world. Clearing...
Meet Our Team: Michael Scaplen, SVP Sales and Relationship Management
Michael Scaplen remembers going to conferences early in his career where he would hear traders talk about how technology wasn’t going to change the industry dramatically. We know now those predictions were wildly off-base: every aspect of financial services has been...
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