Press Releases
Media Contact
Christiane Agee
Marketing Director
402-836-0880
christiane.agee@axosclearing.com
Podcast: Delivering High Level Services to Clients – With Carla Barry
Carla Barry is head of Operations at Axos Clearing, a full-service clearing firm focused on the success of introducing broker-dealer and registered investment advisor correspondents. Doug and Carla talked about her coming from outside the financial services...
Podcast: The Attainability of a Digital Ecosystem – With Mike Scaplen & Gary Wiedman
Michael is the current SVP of Sales and Relationship Management and Gary is the President and Managing Principle of Axos Clearing. The company provides a broad range of services to FINRA members introducing broke- dealers and Registered Investment Advisors (RIAs)....
Podcast: Technology Drives Innovation in Clearing – With Michael Scaplen
Michael Scaplen is the senior vice president of sales and relationship management at Axos Clearing, a company that prides itself on delivering flexible solutions backed by innovative technology, experienced industry professionals and access to leading bank...
Podcast: The Importance of the Right Clearing House Partner – With Michael Scaplen and Brian King
Realto, through its partnership with Axos Clearing, became the first ever platform to have a fully electronic secondary transaction of an alternative investment. In today’s episode, Michael Scaplen, Senior Vice President of Sales at Axos Clearing, LLC, and Brian...
Podcast: Investigating a New Clearing House? Here are 7 Questions You Need to Get Answered– With Michael Scaplen
Michael Scaplen, Axos Clearing’s SVP of Sales and Relationship Management is back. This time to outline questions you should get answered when considering changing clearing houses. This episode of Power Your Advice is a rapid-fire Q&A between Doug and Michael,...
Podcast: What Advisors Should Know About Clearing Houses – with Michael Scaplen
At Advisorpedia, we feel it’s our duty to deliver advanced-level content that makes experienced financial advisors better in every way alongside content designed to level set and educate advisors at all levels. We will be dedicating some Power Your Advice episodes...
Podcast: Is it Time to Consider Changing Clearing Providers – With Michael Scaplen
Michael Scaplen is the senior vice president of sales and relationship management for Axos Clearing, LLC, a full-service clearing firm that provides flexible clearing solutions focused on empowering introducing broker-dealer and registered investment advisor...
Broker-Dealer Insider Report: Talent Acquisition
The post-pandemic economy has experienced a labor shortage that’s unlike anything our nation has seen in decades. Industries ranging from restaurants and retail stores to manufacturers, distributors and technology firms are pulling out all the stops to attract and...
5 Things to Consider Before Renewing Your Clearing Firm Contract
It’s a new season and change is in the air. Are you taking stock of your vendors, service providers, and existing contracts? If your contract with your clearing firm is due for renewal, we have a few suggestions about what to consider when reviewing, renegotiating,...
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